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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
101	Getting help with your complaint Add to Reading List Source URL: www.obsi.ca Language: English - Date: 2013-05-22 17:11:11 Securities Financial economics Investment Industry Regulatory Organization of Canada Financial regulation Law Ontario Securities Commission Ombudsman Business Dispute resolution Ombudsman for Banking Services and Investments Self-regulatory organizations
102	Institut C.D. HOWE I n sti tute Add to Reading List Source URL: www.cdhowe.org Language: English - Date: 2014-10-14 10:22:29 Securities Business Government Self-regulatory organizations Regulation Statutory authority Regulatory economics Investment Industry Regulatory Organization of Canada Profession Financial regulation Administrative law Law
103	MSC Notice[removed]Notice of Strip Bond Information Statement under Local Policy 3.17 Strip Bonds and Commission Order No[removed]In a decision made on June 4, 2014, the Director accepted a revised strip bond information s Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-12-29 12:19:10 Investment Financial system Financial regulation Investment Industry Regulatory Organization of Canada Bond Prospectus Securities Financial economics Stock market
104	A letter from Investors Group Financial Services Inc., Manulife Securities Incorporated, Quadrus Investment Services Ltd. and Sun Life Financial Investment Services (Canada) Inc. December 8, 2014 By Email: commentonlegis Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 16:46:19 S&P/TSX 60 Index S&P/TSX Composite Index Corporation Economy of Canada Canadian securities regulation Investment Industry Regulatory Organization of Canada Law Business Manulife Financial
105	December 8, 2014 Dear Sirs/Mesdames: Re: Comments on the Consultation Draft of the Provincial Capital Markets Act (PCMA) We are writing in response to your invitation to provide comments on the Consultation Draft of the Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 14:06:07 Investment Industry Regulatory Organization of Canada Business Financial regulation Self-regulatory organizations Securities
106	Caldwell Securities Ltd. Independent Investment Advisors Friday, December 5, 2014 Cooperative Capital Markets Regulatory System “CMR” Comment on Legislation Submitted by email: [removed] Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 14:02:07 Self-regulatory organizations Business Financial regulation Investment Industry Regulatory Organization of Canada Canadian securities regulation U.S. Securities and Exchange Commission Financial economics Securities Finance
107	Paul D. Allison Direct Line: [removed]Email: [removed] December 8, 2014 Add to Reading List Source URL: ccmr-ocrmc.ca Language: English - Date: 2014-12-19 14:06:02 Investment Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial adviser Raymond James Financial Cooperative Financial regulation Financial economics Business Finance
108	THIC MANITOBA OICCUMITICP COMM•l!llllCIN THE SECURITIES ACT Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-11-27 15:07:05 Finance United States Securities and Exchange Commission United States securities law 73rd United States Congress Financial regulation Alternative Trading Systems Ontario Securities Commission Security Investment Industry Regulatory Organization of Canada Financial economics Financial markets Financial system
109	Administrative Notice General Dealer Member Rules Contact: Keith Persaud Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-04 09:56:04 Investment Industry Regulatory Organization of Canada Business Financial economics Financial system Canadian law Canadian securities regulation Fee
110	Administrative Notice Request for Comments Contact: Keith Persaud Senior Vice President, Finance and Administration Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-11 11:01:05 Business Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Repurchase agreement Short Financial economics Finance Financial regulation

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